So the previous post claimed that an effective arts policy starts when we look at the vision statement (e.g. “creativity at the heart of every community”or a place “where the arts are valued as central to civic life, as a hallmark of local and national identity, and as sign and signature of our creativity as a people) and take the vision statement seriously enough to ask why isn’t it already like that?.
I also said that once you ask that question you’re forced into a diagnosis. Unfortunately you can’t do a diagnosis without some kind of theoretical framework or you end up in the “artists need to be more entrepreneurial”, “its not really commercial” and my favourite “how much money do you people want!?” school of analysis which assumes that the policy problem exists because people just aren’t trying hard enough. (Its worth bearing in mind that although we’re considering arts policy here, we can apply the same analysis to pretty much any public policy area).
A theory is simply a model of how something works informed by observation, research and reflection. It’s never 100% right but it helps us to be less and less wrong. And that’s important in policy.
It’s worth sitting with the fact that you will not find anywhere in the legislation, policy or strategy documents pertaining to the arts (or culture) in Ireland a coherent set of theories on what art is, what an audience is or how it’s formed, or an economic theory of why the state should be involved at all in the whole art thing. The “values” and “visions” are stated everywhere but there are no coherent theories underpinning them – at least not publicly.
The absence of coherent and explicit theories means that assessments and funding decisions can feel arbitrary, funding schemes tend to proliferate without any real pattern or consistent purpose, and the advocacy and the case-making tends to struggle for credibility, and ministerial and government support is dependent on personal preference informed solely by experience and not theory.
I reckon we can build a workable arts policy on three fundamental theories from which everything else – priorities, instruments, assessment, budget – can be derived. A theory of art, a theory of audience, and a theory of value.
First theory: art is a relationship, not an object
Most funding systems assume that that art is a thing: a production, a publication, an exhibition, an output of some kind. Money goes into the system (to artists and organisations) and objects come out. We count the objects, count the audience, do a drive-by photo and the job is done.
Without getting into the whole “art is a highly contested word” territory, lets see what happens if our theoretical starting point is that art is a relationship and not an object, or at the very least the value of art is not resident in the object but happens when people turn up and experience it – when the book is read, when the music is heard, when the show is experienced, etc. The English critic Christopher Caudwell put it succinctly back at the start of the 20th Century : “Poetry is what happens when it is read.”
The objects and events themselves, regardless of their technical proficiency, are simply evidence of a society thinking and reflecting on itself, but the art occurs in the relationship – in the spaces between the object and the audience. Art – with a capital A – occurs when enough people (or enough people with power) build a relationship with the object and declare it to be Art.
Art happens in the relationships, perhaps at its heart it is the relationship.
AI has done us a great favour here, because it can produce objects – painting, stories, scripts, films, music – of great complexity and skill in milliseconds and at almost zero cost (once we ignore the externalities of energy and water consumption, and price of deskilling), indistinguishable to many people to work created by individuals. If the value of art sits in the object then AI is the best argument against arts funding and the idea of the creative individual.
However, AI cannot replicate or automate the production of relationships: the magic moment when a particular person, in a particular room, in a particular town, develops a relationship with a singer, an actor, a mural, a dancer; when for that briefest of moment we feel seen, understood, connected, excited, transported by an encounter with other people working at the edge of what they can do. For a split second we see ourselves and we understand our world. The Art is in that moment, and then it is gone.
From a policy point of view a theory of art as relationship makes us realise that a funding system focused on the making and presentation of objects is simply a capitalist production line that will be more “efficiently” managed by AI. So lets try and avoid that.
Second Theory: audiences exist before the art arrives
I made the point in the last post that ” participation in the arts is one of the most reliably stratified activities in any society. Engagement tracks education first, then income and then geography. We learn about it from infancy (inherited social capital), our parents can afford the classes and the shows, we have access to facilities. A child who receives sustained arts education participates for life; a child who doesn’t, largely doesn’t. A family choosing between heating and a theatre ticket or a music class has not made a cultural choice. A town with no realistic public transport to the nearest arts facility has not lost interest in art, it just can’t get to it”. We don’t need to look at any of the great theorists of cultural participation to feel the truth of this – if you’re reading this its probably because there were books in your house growing up, or because there was music in the house, or because you were taken to a play by your mad relative, or because there was a teacher who just did mad stuff in class; there was a record store you could hang out in, a cinema you could get into, or the conversation around you turned toward the cultural. You can’t turn up with an object of what you think is art and expect to convert non-believers like a flute-playing Jeremy Irons. By the time we get there with our show, or story or exhibition, they’ve already decided what they like. They mostly made their choice in childhood, and taste (or preference or relevance) is formed early. The audience already exists – if you want to build a relationship with them you need to listen, respect, and respond. You can share your vision of the world, but if it doesn’t connect with theirs then there is no relationship, no Art emerges.
A lot of Arts policy is really uncomfortable with this reality and gets confused over engagement and development. If we assume that the audience already exists then the principle policy issue is do they have access to what they want – to the work that is relevant to them, that reflects their taste. If you want to capture the people who have no interest in turning up then you’re in the development business and you need to accept that meaningful development happens in families and in schools and youth clubs. From a policy perspective audience development is very very far upstream of access to the event.
It’s probably more accurate to say that taste, preference, exists before the art arrives. If the art is consistently relevant to particular people in a particular place then the chance of lasting relationships developing is high, and all those individual people who already know what they liked will, through repeated encounters with an arts centre, or a company or an artist, develop into an audience.
When thinking about audiences remember that they are formed before the art arrives, and then remember Amartya Sen’s theory of “capability”: the presence of an arts centre, or a theatre, or a gallery along with a programme of “Art” constitutes a formal freedom to do something, but their presence is meaningless unless the relevant “conversion factors” are in place: prior knowledge and relevant social capital, the sense that the building is “for you”, relevant education, time, income, confidence, etc. Resources, the presence of something, are not capabilities. An open door is not an invitation, and it is certainly not a bus ticket, a childcare place, or twelve years of music or dance education.
Audiences exist; listen, respect, respond.
Third Theory: the market that fails on purpose
At some point policy is going to have to spend some money, so it really needs a robust economic model that reflects the realities of the specific sector its intervening in.
There’s a lot of reasons why the majority of artists are poor (and getting poorer along with the rest of the 99%). The reason that interests us here is a specific aspect of the market failure in the wider arts sector. Arts activity generates economic value – something in the regions of €1.5 – €2bn in Ireland (depending on which report you read). Unfortunately very little of that value can be captured by a box office or an entry fee. The value is created but captured elsewhere in the economy. Direct state funding (or in Ireland’s case state funding and lotto money) redistributes some of that value via the tax system in the form of direct subsidy. This is a standard policy response to this kind of market failure.
However, there’s a second problem baked into the system. The Arts sector depends almost entirely on people for the creation of value. Arguably people (talent) are the key resource and the principal process (practice). Its very, very difficult to increase productivity significantly in the arts through the use of technology (which is what most other sectors do). If we can’t increase productivity and inflation is constant then costs continue to increase year on year and there is no way of stopping that. This phenomenon was identified in 1966 by the American economist Baumol in a huge study of the performing arts in New York, and the phenomenon of rising costs resistant to productivity improvement is called Baumol’s Cost Disease.
The main reason that state funding exists is not to support artists, its to keep art affordable to the public. If state funding didn’t exist then admission prices for everything (and everything would have an admission price) would far exceed the public’s ability to pay in a situation of declining real wages.
This means that policy needs to work out where the money can have the most effect: is it on the supply side (which is where most of it is now, in the making of work), or is it in the demand side, making sure that everybody who wants to engage has the capability (Sen) to do so. Now it would be naive to suddenly switch from a supply side intervention to a demand side one, but an effective policy needs to understand how to mix those two for maximum impact – and right now we’re not doing that.
Why does all this matter
Well first and foremost it matters to me because I enjoy it, but there’s a really practical outcome here. If we build policy on these theories then the priorities stop being a negotiated list of everyone’s favourite things and we can rigourously derive and test the priorities from the theories. For example does this scheme fund an encounter or merely an output? Does it form an audience or transact with one? Does it correct the market failure or subsidise something the market would do anyway? Funding applications can start asking questions like what relationships did you form, deepen, or make possible, and what is the evidence? The argument for funding at government level starts presenting a set of steps to correct a market failure aggravated by cost disease – these are terms embedded in the economic language that departments actually use and understand.
There’s also a really important democratic and advocacy bit here as well: a funding system that has no stated theories (no “first principles”) cannot be held to account, cannot be defended against cuts, and cannot be redesigned. Every decision made is arguable because nothing is based on anything real. What policy theory tells us will happen in this situation is what we see happen: the strongest incumbents win, the assessments always feel like personal preference, and there’s no compelling answer to “why fund this at all?” when the next recession comes around.
So, the better approach to arts policy is not ‘better values” or more aspirational prose. Set out robust theoretical frameworks on art, audience, and economics and then deduce the policy from them – even if you don’t like what comes out. First principles – you can’t beat them.
